Spencer Wing Fai Law
羅榮輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Spencer Wing Fai Law (羅榮輝), a licensed former licensee with CE reference AAK487. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-12 | 2016-03-15 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 4 — Advising on securities | 2015-08-12 | 2016-03-15 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2014-05-07 | 2015-01-30 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-03 | 2015-01-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-30 | 2013-04-30 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-10 | 2012-03-09 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-26 | 2012-03-31 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-03 | 2011-08-26 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-30 | 2011-07-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-24 | 2011-02-28 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-23 | 2008-11-24 |
| EAA Securities Limited 東美證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-01-10 |