EAA Securities Limited

東美證券有限公司
CE No. ACM541 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for EAA Securities Limited (東美證券有限公司), a Hong Kong-based licensed corporation with CE reference ACM541. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 0 (total recorded over time: 24).

Registered address

Unit 2306, 9 Queen's Road Central, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present present
Type 6 — Advising on corporate finance present 2005-01-27
Type 9 — Asset management present 2005-01-27

Licensed staff (all-time) (24)
Active on date

Name Activities First licensed To
Yuk Lin (SFC:AAF639) Chan 陳玉蓮 RO 1, 4, 6, 9 Pre-2003 2004-06
Li Hau Chau 周李厚 RO 1, 4 2006-02 2007-05
Chak Wah Lau 劉擇華 RO 1, 4 2004-10 2023-12
Spencer Wing Fai Law 羅榮輝 RO 1 Pre-2003 2004-01
Fung Shan Liu 廖鳳珊 RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2023-10
Wai Leung So 蘇偉良 RO 1, 4 Rep 1 2004-06 2006-03
Wing Kin Tsang 曾永堅 RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2008-05
Shing Hang Cho 曹醒恆 Rep 1 2004-06 2006-01
Anita Yuk Yuen Chong 莊鈺婉 Rep 1, 4, 6, 9 Pre-2003 2005-04
Tat Ho Fung 馮達豪 Rep 1, 4, 6, 9 Pre-2003 2003-04
Wai Hang Hui 許偉恆 Rep 1, 4, 6, 9 Pre-2003 2003-05
Po Fong Hung 孔保芳 Rep 1 2005-08 2023-10
Kuk Mui Lam 林菊妹 Rep 1 2003-07 2006-01
Chun Ming Law 羅珍銘 Rep 1, 4, 6, 9 Pre-2003 2004-04
Wai Ming (SFC:AAH996) Lee 李渭明 Rep 1, 4, 6, 9 Pre-2003 2006-02
Yuen Sang Lee 李演生 Rep 1 2003-04 2004-04
Fung Mei Leung 梁鳳美 Rep 1, 4, 6, 9 Pre-2003 2004-10
Andy Kai Yin Lo 盧啟賢 Rep 1, 4, 6, 9 Pre-2003 2004-03
Man Ma 馬雯 Rep 1 2004-11 2006-01
Walter Ying Kit Ng 伍英傑 Rep 1 2004-02 2005-03
Yau Ming Nip 聶幼明 Rep 1 2003-06 2004-04
Ada Yuk Ling Ting 丁玉玲 Rep 1, 4, 6, 9 Pre-2003 2005-01
Sau Chun Wong 黃秀珍 Rep 1 2003-07 2006-01
Pagky Shu Wai Yeung 楊小慧 Rep 1, 4, 6, 9 Pre-2003 2006-01
Showing 1–24 of 24

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Related