Walter Ying Kit Ng
伍英傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Walter Ying Kit Ng (伍英傑), a licensed Representative with CE reference ADZ360. Currently licensed at 1 firm(s): CMB International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-04 | present |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-15 | 2022-07-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-05 | 2017-04-05 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-07 | 2015-10-31 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-11 | 2015-04-21 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-27 | 2014-09-01 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-02 | 2012-09-15 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-15 | 2011-08-18 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-04 | 2009-01-01 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-06 | 2007-07-14 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-19 | 2006-08-01 |
| EAA Securities Limited 東美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-24 | 2005-03-03 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-24 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-23 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-23 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-23 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-23 |