Wai Leung So
蘇偉良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leung So (蘇偉良), a licensed Responsible Officer with CE reference ADN063. Currently licensed at 1 firm(s): Holly International Financial Holdings Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-30 | present |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-30 | 2025-06-06 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-29 | 2023-07-31 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 4 — Advising on securities | 2006-06-29 | 2023-07-31 |
| EAA Securities Limited 東美證券有限公司 |
RO | Type 4 — Advising on securities | 2004-09-03 | 2006-03-28 |
| EAA Securities Limited 東美證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-06-07 | 2006-03-28 |
| EAA Securities Limited 東美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-01 | 2004-06-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-06-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-06-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-06-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 9 — Asset management | present | 2004-06-01 |