Ching Yin Lam
林靜賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yin Lam (林靜賢), a licensed Responsible Officer with CE reference AOK261. Currently licensed at 2 firm(s): Orient Securities (Hong Kong) Limited, Orient Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-26 | present |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-08-26 | present |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-25 | 2016-08-26 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-27 | 2016-08-26 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-21 | 2010-08-13 |
| GBS International Financial Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-06-19 | 2010-08-13 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-02-26 | 2009-04-30 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-11 | 2009-04-30 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-11 | 2009-04-30 |