Yee Kit Lam

林以傑
CE No. AYF885 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Kit Lam (林以傑), a licensed Representative with CE reference AYF885. Currently licensed at 1 firm(s): Zheshang International Financial Holdings Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Zheshang International Financial Holdings Co., Limited
浙商國際金融控股有限公司
Rep Type 9 — Asset management 2023-07-28 present
Zheshang International Financial Holdings Co., Limited
浙商國際金融控股有限公司
Rep Type 1 — Dealing in securities 2023-07-07 present
Zheshang International Financial Holdings Co., Limited
浙商國際金融控股有限公司
Rep Type 4 — Advising on securities 2023-07-07 present
Zheshang International Financial Holdings Co., Limited
浙商國際金融控股有限公司
Rep Type 5 — Advising on futures contracts 2023-07-07 present
Regan International Asset Management Limited
雷根國際資産管理有限公司
Rep Type 9 — Asset management 2021-09-29 2022-09-22
Regan International Asset Management Limited
雷根國際資産管理有限公司
Rep Type 4 — Advising on securities 2021-09-07 2022-09-22
HGNH International Securities Co., Limited
橫華國際証券有限公司
Rep Type 4 — Advising on securities 2017-07-27 2021-05-29
PC Securities Limited
寶鉅證券有限公司
Rep Type 1 — Dealing in securities 2015-08-03 2017-03-13
PC Securities Limited
寶鉅證券有限公司
Rep Type 1 — Dealing in securities 2015-05-18 2015-07-24
Paochu Investment Advisory Limited
寶鉅投資顧問有限公司
Rep Type 4 — Advising on securities 2014-12-09 2015-04-14
Paochu Investment Advisory Limited
寶鉅投資顧問有限公司
Rep Type 9 — Asset management 2014-12-09 2015-04-14
CNI Securities Group Limited
中國北方證券集團有限公司
Rep Type 1 — Dealing in securities 2011-11-08 2012-03-16
CNI Securities Group Limited
中國北方證券集團有限公司
Rep Type 2 — Dealing in futures contracts 2011-11-08 2012-03-16

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