Patrick Hin Wai Chan
陳獻為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Hin Wai Chan (陳獻為), a licensed former licensee with CE reference AAZ195. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-10 | 2021-07-16 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-10 | 2021-07-16 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-10 | 2021-07-16 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-28 | 2014-06-09 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-28 | 2014-06-09 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-23 | 2014-06-09 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-11-23 | 2014-06-09 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-27 | 2011-10-31 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-07-31 | 2011-10-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-12-23 | 2008-05-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2004-12-23 | 2008-05-24 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2004-06-16 | 2004-12-23 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2004-06-16 | 2004-12-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-06-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-06-16 |