Arthur Egbert Chu Ming Lau
劉曙明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Egbert Chu Ming Lau (劉曙明), a licensed former licensee with CE reference AEH159. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-08 | 2022-09-01 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-08 | 2022-09-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-06-02 | 2022-09-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 9 — Asset management | 2011-06-02 | 2022-09-01 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 9 — Asset management | 2011-06-02 | 2022-09-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-28 | 2011-08-08 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-28 | 2011-08-08 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-28 | 2011-06-02 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-02-28 | 2011-06-02 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 — Asset management | 2011-02-28 | 2011-06-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-12-07 | 2011-02-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | 2005-12-07 | 2011-02-02 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2005-12-07 | 2011-02-02 |