Pik Hung Sin

冼碧紅
CE No. AEE540 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pik Hung Sin (冼碧紅), a licensed former licensee with CE reference AEE540. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
RO Type 4 — Advising on securities 2010-03-01 2010-08-07
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
RO Type 9 — Asset management 2010-03-01 2010-08-07
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
RO Type 1 — Dealing in securities 2009-04-02 2010-08-07
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Rep Type 4 — Advising on securities present 2010-03-01
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
Rep Type 5 — Advising on futures contracts present 2005-03-15
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Rep Type 6 — Advising on corporate finance present 2005-03-15
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Rep Type 9 — Asset management present 2010-03-01
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
RO Type 1 — Dealing in securities present 2010-08-07
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
RO Type 4 — Advising on securities present 2005-03-15
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
RO Type 9 — Asset management present 2010-08-07

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