Thomas Tzan Hong Lo
盧湛康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Tzan Hong Lo (盧湛康), a licensed former licensee with CE reference AYW277. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-16 | 2022-07-31 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-16 | 2022-07-31 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 — Asset management | 2017-03-16 | 2022-07-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-13 | 2022-07-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-02-13 | 2022-07-31 |