Wanlu Xu
許晼璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wanlu Xu (許晼璐), a licensed Responsible Officer with CE reference AXX543. Currently licensed at 2 firm(s): PineBridge Investments Asia Limited, PineBridge Investments Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-25 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-25 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2023-04-25 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-19 | 2023-04-25 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-19 | 2023-04-25 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-19 | 2023-04-25 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-12 | 2022-07-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-08-26 | 2015-03-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2011-08-26 | 2015-03-27 |