Ana Wai Man Fan
樊惠文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ana Wai Man Fan (樊惠文), a licensed former licensee with CE reference ACQ100. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2022-06-30 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2022-06-30 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-18 | 2022-06-30 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-06-18 | 2022-06-30 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 — Asset management | 2012-06-18 | 2022-06-30 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2010-08-16 | 2011-07-10 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2010-06-24 | 2011-07-10 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2010-06-24 | 2011-07-10 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2010-05-24 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-12 | 2010-05-24 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2010-04-12 | 2010-05-24 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-28 | 2010-05-24 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-28 | 2010-05-24 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-09-28 | 2010-05-24 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2007-07-31 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2007-07-31 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-25 | 2007-07-31 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2006-09-25 | 2007-07-31 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2006-09-25 | 2007-07-31 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 — Asset management | 2006-09-25 | 2007-07-31 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2003-09-04 | 2005-01-06 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2003-09-04 | 2005-01-06 |