Ka Lai Choi
蔡嘉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lai Choi (蔡嘉麗), a licensed former licensee with CE reference BDL752. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Owl Capital HK Limited |
Rep | Type 1 — Dealing in securities | 2022-03-03 | 2024-05-14 |
| JK Capital Management Limited | Rep | Type 1 — Dealing in securities | 2018-01-17 | 2022-02-11 |
| JK Capital Management Limited | Rep | Type 4 — Advising on securities | 2018-01-17 | 2022-02-11 |
| JK Capital Management Limited | Rep | Type 9 — Asset management | 2018-01-17 | 2022-02-11 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-01 | 2017-12-31 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-01 | 2017-12-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-01 | 2017-12-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2016-02-01 | 2017-12-31 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 — Asset management | 2016-02-01 | 2017-12-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-21 | 2015-12-15 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-21 | 2015-12-15 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-05-21 | 2015-12-15 |