Hei Man Lau

劉希汶
CE No. AUK451 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Man Lau (劉希汶), a licensed former licensee with CE reference AUK451. Total licence records on file: 22.

Licence history

FirmRoleRegulated activityFromTo
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Rep Type 1 — Dealing in securities 2025-11-06 2026-04-10
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
Rep Type 1 — Dealing in securities 2025-11-06 2026-04-10
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Rep Type 4 — Advising on securities 2025-11-06 2026-04-10
AXA IM Select Asia Limited
Rep Type 4 — Advising on securities 2025-01-22 2025-07-28
AXA IM Select Asia Limited
Rep Type 1 — Dealing in securities 2024-07-29 2025-07-28
Sensible Asset Management Limited
盛寶資產管理有限公司
Rep Type 1 — Dealing in securities 2022-06-17 2022-09-08
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
Rep Type 1 — Dealing in securities 2022-06-17 2022-09-08
Value Partners Limited
惠理基金管理公司
Rep Type 1 — Dealing in securities 2022-06-17 2022-09-08
Sensible Asset Management Hong Kong Limited
盛寶資產管理香港有限公司
Rep Type 4 — Advising on securities 2022-06-17 2022-09-08
Sensible Asset Management Limited
盛寶資產管理有限公司
Rep Type 4 — Advising on securities 2022-06-17 2022-09-08
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
Rep Type 4 — Advising on securities 2022-06-17 2022-09-08
Value Partners Limited
惠理基金管理公司
Rep Type 4 — Advising on securities 2022-06-17 2022-09-08
Value Partners Private Equity Limited
惠理直接投資有限公司
Rep Type 4 — Advising on securities 2022-06-17 2022-09-08
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
Rep Type 1 — Dealing in securities 2019-05-15 2020-01-10
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
Rep Type 4 — Advising on securities 2019-05-15 2020-01-10
Amundi Hong Kong Limited
東方匯理資產管理香港有限公司
Rep Type 9 — Asset management 2014-10-23 2018-11-30
Amundi Hong Kong Limited
東方匯理資產管理香港有限公司
Rep Type 1 — Dealing in securities 2014-08-11 2018-11-30
Amundi Hong Kong Limited
東方匯理資產管理香港有限公司
Rep Type 4 — Advising on securities 2014-08-11 2018-11-30
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 1 — Dealing in securities 2012-02-29 2013-02-28
Janus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司
Rep Type 4 — Advising on securities 2012-02-29 2013-02-28
South China Securities Limited
南華證券投資有限公司
Rep Type 1 — Dealing in securities 2011-07-28 2011-12-02
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
Rep Type 1 — Dealing in securities 2010-01-04 2010-11-29

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