Calvin Kwai Shing Ma
馬桂承
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calvin Kwai Shing Ma (馬桂承), a licensed former licensee with CE reference APA545. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-15 | 2024-05-10 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-15 | 2024-05-10 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2017-08-15 | 2024-05-10 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-29 | 2017-07-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-29 | 2017-07-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2012-06-29 | 2017-07-06 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-29 | 2012-05-31 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-06-29 | 2012-05-31 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-06-29 | 2012-05-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-03 | 2010-06-13 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-30 | 2010-06-13 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-30 | 2010-06-13 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-05-30 | 2010-06-13 |