Dy Wilfred Son Keng Po

孫偉銘
CE No. AZV686 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dy Wilfred Son Keng Po (孫偉銘), a licensed former licensee with CE reference AZV686. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Huayu Securities Limited
華裕證券有限公司
Rep Type 1 — Dealing in securities 2018-12-06 2019-12-08
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Rep Type 1 — Dealing in securities 2018-05-02 2018-06-01
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
Rep Type 1 — Dealing in securities 2018-05-02 2018-06-01
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Rep Type 4 — Advising on securities 2018-05-02 2018-06-01
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
RO Type 1 — Dealing in securities 2017-10-16 2018-05-02
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
RO Type 1 — Dealing in securities 2017-10-16 2018-05-02
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
RO Type 4 — Advising on securities 2017-10-16 2018-05-02
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
RO Type 9 — Asset management 2017-10-16 2018-06-01
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
RO Type 9 — Asset management 2017-10-16 2018-06-01
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Rep Type 1 — Dealing in securities 2012-07-11 2017-10-16
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
Rep Type 1 — Dealing in securities 2012-07-11 2017-10-16
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Rep Type 4 — Advising on securities 2012-07-11 2017-10-16
PineBridge Investments Asia Limited
柏瑞投資亞洲有限公司
Rep Type 9 — Asset management 2012-07-11 2017-10-16
PineBridge Investments Hong Kong Limited
柏瑞投資香港有限公司
Rep Type 9 — Asset management 2012-07-11 2017-10-16

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