Jenny Sin Wan Lai
賴倩雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Sin Wan Lai (賴倩雲), a licensed former licensee with CE reference ACS303. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-08 | 2022-05-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-08 | 2022-05-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-08 | 2022-05-11 |
| MC Asset Management Asia Limited 菱商資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-18 | 2016-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-04 | 2013-03-20 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-04 | 2013-03-20 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-04 | 2013-03-20 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-04 | 2013-03-20 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-04 | 2013-03-20 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2012-10-04 | 2013-03-20 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-12 | 2012-09-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-18 | 2010-08-24 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-18 | 2010-08-24 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-03 | 2009-09-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-27 | 2009-09-15 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-23 | 2009-09-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-20 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-20 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2009-09-15 |