Wan Wai Lo
盧運威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Wai Lo (盧運威), a licensed former licensee with CE reference AGR427. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-17 | 2026-04-30 |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-17 | 2026-04-30 |
| Siegfried Asset Management Limited 齊格飛資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-17 | 2026-04-30 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-11 | 2018-12-31 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-02-11 | 2018-12-31 |
| MIS Services Limited | Rep | Type 9 — Asset management | 2010-11-19 | 2012-09-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-05 | 2008-05-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-07-05 | 2008-05-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-07-05 | 2008-05-01 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-16 | 2006-11-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-16 | 2006-11-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2006-06-16 | 2006-11-10 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-01 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-01 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-01 |