Chi Ming (SFC:AZJ283) Lam
林智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming (SFC:AZJ283) Lam (林智明), a licensed former licensee with CE reference AZJ283. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-09 | 2021-12-17 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-09 | 2021-12-17 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2018-11-15 | 2019-12-20 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2018-11-15 | 2019-12-20 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-05 | 2019-12-20 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2018-10-05 | 2019-12-20 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-05 | 2019-12-20 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2018-10-05 | 2019-12-20 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-27 | 2018-08-31 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-27 | 2018-08-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-27 | 2018-08-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-28 | 2015-07-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-28 | 2015-07-13 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-25 | 2012-05-17 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-25 | 2012-05-17 |