Hok Hoi Lam
林學海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Hoi Lam (林學海), a licensed former licensee with CE reference ADS783. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2021-03-05 | 2026-01-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2021-02-16 | 2026-01-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2015-01-29 | 2020-12-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-11 | 2015-01-29 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-12 | 2014-07-05 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-12 | 2012-01-30 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-15 | 2010-05-31 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-03 | 2008-09-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-20 | 2007-04-05 |