Jun Sub Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Sub Kim, a licensed Representative with CE reference BGI784. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-21 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-21 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-08-21 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-08-18 | 2022-09-19 |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-07-22 | 2022-09-19 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-02 | 2022-04-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-10-16 | 2018-06-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-10-16 | 2018-06-20 |