Frank Henze
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Henze ( ), a licensed former licensee with CE reference AWQ625. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Singapore Limited | RO | Type 6 — Advising on corporate finance | 2012-12-05 | 2014-06-03 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-04-10 | 2014-06-03 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-17 | 2014-06-03 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-17 | 2014-06-03 |