David Andrew Rogers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Andrew Rogers ( ), a licensed former licensee with CE reference ATM320. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Outset Global (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2021-02-19 | 2021-05-25 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-22 | 2020-03-02 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-05-22 | 2020-03-02 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2017-05-22 | 2020-03-02 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-13 | 2017-05-22 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-13 | 2017-05-22 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2017-01-13 | 2017-05-22 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-03-15 | 2016-10-13 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-11-06 | 2016-10-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-18 | 2012-09-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-18 | 2012-09-05 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-08-04 | 2010-06-03 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-08-04 | 2010-06-03 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-04 | 2010-06-03 |