Fidelity Management & Research (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fidelity Management & Research (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ARI747. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 42 (total recorded over time: 119). Earliest licence on file: 2008-09-04.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Registered address
38/F, One International Finance Centre, 1 Harbour View Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-03-01 | present |
| Type 2 — Dealing in futures contracts | 2020-03-09 | present |
| Type 4 — Advising on securities | 2008-09-04 | present |
| Type 9 — Asset management | 2008-09-04 | present |
| Type 5 — Advising on futures contracts | 2008-09-04 | 2013-12-19 |
Licensed staff (all-time) (119)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shahrum Badkoubei | RO 4 Rep 4, 9 | 2014-05 | 2021-09 |
| Ashley Lauren Nicole Banfield | RO 1, 2 | 2023-10 | 2025-09 |
| Robert S Bao | RO 4, 5, 9 Rep 4, 5, 9 | 2011-10 | 2018-06 |
| Christopher Scott Bartel | RO 4, 5, 9 | 2012-07 | 2016-09 |
| Mark Xavier Burns | RO 4, 5, 9 | 2008-09 | 2010-09 |
| Timothy Michael Cohen | RO 4, 9 | 2016-09 | 2018-08 |
| Joseph Frank de Santis Jr | RO 9 Rep 9 | 2016-12 | 2020-09 |
| Markus Karl Eugen Eichacker | RO 4, 5, 9 Rep 4, 5, 9 | 2008-10 | 2016-07 |
| James Christian Hancock | RO 4, 9 Rep 4, 5, 9 | 2012-09 | Present |
| Richard Joseph Hogan | RO 9 | 2021-02 | 2023-10 |
| Pamela Ruddick Holding | RO 4, 9 | 2014-04 | 2025-03 |
| Michael Dixon Kopfler | RO 1 | 2013-03 | 2016-03 |
| Sharon Yau Lecornu 邱思安 | RO 4, 5, 9 | 2008-09 | Present |
| James Christopher Lenton | RO 1, 2 Rep 1, 9 | 2017-10 | Present |
| Bruce Andrew MacDonald | RO 4, 9 Rep 9 | 2014-04 | 2021-12 |
| David Mark Mulvany | RO 1 Rep 1, 2, 9 | 2016-10 | 2023-08 |
| Melissa Marie Reilly | RO 4, 9 | 2025-03 | 2025-07 |
| Nathaniel Norr Salter | RO 4, 9 | 2023-10 | Present |
| Christopher John Seabolt | RO 1, 2 Rep 9 | 2013-02 | Present |
| William Francis Shanley III | RO 4, 9 Rep 4, 5, 9 | 2008-09 | Present |
| Peifang Sun 孫培芳 | RO 4, 9 Rep 4, 5, 9 | 2009-09 | Present |
| Matthew Carter Torrey | RO 4, 5, 9 | 2008-09 | 2013-06 |
| Kam Nam Tse 謝淦楠 | RO 4 Rep 4 | 2014-04 | 2019-10 |
| Eric Michael Wetlaufer | RO 4, 5, 9 | 2008-09 | 2010-04 |
| Kan Man Wong 黃健民 | RO 1 Rep 1, 2, 9 | 2012-12 | Present |
| Ke Xie 謝可 | RO 4, 9 Rep 4, 5, 9 | 2012-09 | Present |
| Jianan Xu 徐佳楠 | RO 2 Rep 1, 9 | 2012-12 | Present |
| Nitesh Agarwal | Rep 4, 9 | 2016-01 | Present |
| Ingrid Marie Anid | Rep 1, 9 | 2015-03 | 2018-06 |
| David Alexander Antonelli | Rep 1, 9 | 2014-02 | 2023-08 |
| Priyanshu Bakshi | Rep 4, 9 | 2017-07 | 2025-01 |
| Subramanian Balakrishnan | Rep 4, 9 | 2018-09 | Present |
| Christopher John Antoine Bartoli | Rep 4, 9 | 2018-11 | Present |
| Richard Alexander Beuke Jr | Rep 4, 5, 9 | 2010-09 | 2019-07 |
| Marc Andre Bousquet | Rep 1, 9 | 2015-10 | 2023-08 |
| John David Bright | Rep 1, 9 | 2013-03 | 2023-08 |
| Michael Jeremiah Carey | Rep 1, 2, 9 | 2020-08 | 2022-07 |
| Brian David Caswell Jr | Rep 1, 9 | 2015-04 | 2022-10 |
| Yunmin Chai 柴允敏 | Rep 4, 5, 9 | 2011-01 | 2018-12 |
| Cammie Wing Kie Chan 陳穎琪 | Rep 1, 2, 9 | 2024-02 | Present |
| Henry (SFC:AVZ599) Chan 陳亨利 | Rep 1, 2, 9 | 2023-01 | 2023-06 |
| Robert John Chapman | Rep 1, 9 | 2013-04 | 2022-10 |
| Di (SFC:AVO617) Chen 陳迪 | Rep 4, 5, 9 | 2010-09 | 2012-08 |
| Tong (SFC:AZS286) Chen | Rep 4, 5, 9 | 2012-09 | Present |
| Brandon Gee Cheong | Rep 4, 9 | 2017-08 | 2021-02 |
| Chantel Yee Lung Cheung 張懿濃 | Rep 1, 2, 9 | 2022-01 | Present |
| Colin Dean Chickles | Rep 4, 5, 9 | 2009-07 | 2016-12 |
| David Tak Fung Choa 蔡德鋒 | Rep 4, 5, 9 | 2009-07 | 2012-08 |
| Douglas Ding-Kay Chow 周定基 | Rep 4, 5, 9 | 2009-05 | 2016-12 |
| Fai Sean Chu 朱暉 | Rep 4, 5, 9 | 2008-09 | 2011-12 |
| Henry Chu 朱元亨 | Rep 4, 9 | 2016-12 | 2026-04 |
| Lewis Hui Chit Chung 鍾煦捷 | Rep 4, 5, 9 | 2011-08 | Present |
| Edward Francis Coveney Jr | Rep 1, 9 | 2013-04 | 2017-10 |
| John Andrew Dance | Rep 4, 5, 9 | 2013-04 | 2020-01 |
| Guillermo Luis de Las Casas Vasquez | Rep 4, 5, 9 | 2011-09 | 2020-09 |
| Andrew Paul Debnam | Rep 1 | 2014-02 | 2022-12 |
| Brian Christopher Frambes | Rep 1, 9 | 2013-05 | 2020-08 |
| Eileen Xiaoyuan Gao | Rep 4, 9 | 2025-07 | Present |
| Aniruddha Gopalakrishnan | Rep 4, 9 | 2014-07 | 2016-05 |
| Yanzhe Guo | Rep 4, 9 | 2018-07 | Present |
| Nishant Gupta | Rep 4, 5, 9 | 2011-03 | 2013-12 |
| James Milton Harmon | Rep 4, 9 | 2014-10 | 2019-06 |
| Tsz Yeung (SFC:BCD049) Ho 何子洋 | Rep 4 | 2014-05 | 2017-10 |
| Qiuyu Hu 胡秋宇 | Rep 4 | 2018-09 | 2022-08 |
| Celia Huey | Rep 4, 5, 9 | 2011-08 | 2017-08 |
| Vivek Jain | Rep 4, 5 | 2012-08 | Present |
| Yiwei Jiang 姜一葦 | Rep 4, 9 | 2018-08 | Present |
| Per Thore Marcus Johansson | Rep 4, 5, 9 | 2009-02 | 2011-01 |
| Gaurav Juneja | Rep 4, 9 | 2023-09 | Present |
| William James Kennedy | Rep 4, 9 | 2024-09 | Present |
| Nigel David Simon Kiernan | Rep 4, 5, 9 | 2011-07 | 2017-08 |
| Young Ju Ko | Rep 4 | 2014-11 | 2015-08 |
| Andrew Kwan Chuen Lai 黎鈞傳 | Rep 4, 9 | 2017-05 | 2020-09 |
| Yuanlin Lang 郎媛琳 | Rep 4, 9 | 2025-03 | Present |
| Chul Kon Lee | Rep 4 | 2014-05 | 2017-10 |
| Yui Yu Lee 李蕊汝 | Rep 1, 2, 9 | 2013-05 | Present |
| Howe Szuan Leng 林豪川 | Rep 4, 5, 9 | 2010-09 | 2013-06 |
| Annie Li | Rep 1, 2, 9 | 2022-07 | 2026-02 |
| Wendy Jing Yi Li 李靜儀 | Rep 1, 9 | 2014-05 | 2022-10 |
| Zhi (SFC:BJV304) Li 李至 | Rep 4, 9 | 2025-07 | Present |
| Stephen Lieu | Rep 4, 9 | 2014-09 | Present |
| Huaying Liu | Rep 4, 9 | 2016-07 | Present |
| Chi Hang (SFC:AFV477) Lo 盧志恆 | Rep 4 | 2014-05 | 2020-06 |
| Joven Kien Wee Low | Rep 4, 9 | 2025-03 | Present |
| Yongjun Luo 羅勇俊 | Rep 4, 9 | 2014-08 | Present |
| Praveen Ayyappa Mani | Rep 4, 5 | 2010-03 | 2018-05 |
| James Lee Massey-Kim | Rep 1, 9 | 2012-10 | 2017-05 |
| Peter James Milliken | Rep 4, 5, 9 | 2013-03 | 2013-07 |
| Adam Toby Vasso Mingos | Rep 1, 9 | 2014-10 | 2021-09 |
| Ka Yu Calvin Mok 莫嘉裕 | Rep 1, 2, 9 | 2023-09 | Present |
| Jennifer Hyunkyung Moon | Rep 4, 5, 9 | 2012-09 | Present |
| Terry Ng 伍嘉朗 | Rep 4 | 2023-01 | Present |
| Zheng Wei Nigel Ng | Rep 4, 9 | 2024-07 | Present |
| Wing Hey Pang 彭永希 | Rep 4, 9 | 2014-05 | 2015-07 |
| Benjamin Charles Papa | Rep 1, 9 | 2015-10 | 2022-10 |
| Junying Peng 彭君瑩 | Rep 4, 9 | 2020-04 | 2021-10 |
| Ronald Erich Konrad Port | Rep 4, 9 | 2019-07 | 2025-02 |
| William Rodney Pruett | Rep 4, 9 | 2023-05 | 2023-10 |
| Thomas Edward Quarmby | Rep 4, 9 | 2014-05 | 2016-01 |
| Xuemei Ren 任雪梅 | Rep 4 | 2025-07 | Present |
Showing 1–100 of 119
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