Jianan Xu
徐佳楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianan Xu (徐佳楠), a licensed Responsible Officer with CE reference AQD023. Currently licensed at 1 firm(s): Fidelity Management & Research (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2020-03-09 | present |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-03-15 | present |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-12-03 | present |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-01-25 | 2012-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-12-10 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-12-10 | 2010-11-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-12-10 | 2010-08-20 |