SFM HK Management Limited
索羅斯基金管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SFM HK Management Limited (索羅斯基金管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AVO620. Current licensed staff on file: 0 (total recorded over time: 48). Earliest licence on file: 2010-11-01.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2018-06-14 | 2025-03-28 |
| Type 2 — Dealing in futures contracts | 2018-06-14 | 2025-03-28 |
| Type 9 — Asset management | 2010-11-01 | 2025-03-28 |
Licensed staff (all-time) (48)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Keith Thomas Anderson | RO 9 | 2010-11 | 2011-09 |
| James Hyeong Uk Chang | RO 9 Rep 9 | 2010-11 | 2018-04 |
| Jixin Dai 戴霽昕 | RO 9 | 2010-11 | 2012-12 |
| Donald Brian Fries Jr | RO 1, 2, 9 Rep 1, 2, 9 | 2021-02 | 2024-04 |
| Barnaby Arthur Cecil Joll | RO 1, 2, 9 Rep 9 | 2019-05 | 2021-03 |
| Ang Li 李昂 | RO 1, 2, 9 Rep 9 | 2015-08 | 2020-05 |
| David Albert Milich | RO 9 | 2014-10 | 2018-05 |
| Mitul Bharatkumar Popat | RO 1, 2, 9 Rep 1, 2, 9 | 2016-08 | 2024-11 |
| Walter Friedrich Schabel | RO 9 Rep 9 | 2011-03 | 2014-10 |
| Robert Tu-Yun Tsai 蔡篤昀 | RO 9 Rep 9 | 2011-01 | 2012-09 |
| Dawei Wang 王大蔚 | RO 9 Rep 9 | 2011-01 | 2017-08 |
| Matthew Peter Zambetti | RO 1, 2, 9 Rep 9 | 2013-10 | 2025-03 |
| Gokhan Akan | Rep 9 | 2011-02 | 2011-06 |
| Gavin Lewis Albert | Rep 9 | 2011-03 | 2011-12 |
| Scott Kenneth Homer Bessent | Rep 9 | 2011-11 | 2015-12 |
| Indradeb Bhattacharya | Rep 9 | 2013-05 | 2015-07 |
| Edward Hart Burdick | Rep 9 | 2016-03 | 2018-06 |
| William Francis Callanan | Rep 9 | 2015-08 | 2015-12 |
| Tuncay Cevher | Rep 9 | 2011-03 | 2013-01 |
| David Lee Coates 李英幸 | Rep 9 | 2012-07 | 2014-11 |
| Alexander Zev Cohen | Rep 9 | 2011-03 | 2013-04 |
| Anthony Corbisiero | Rep 9 | 2011-03 | 2011-10 |
| Robert Anthony Donald | Rep 9 | 2010-11 | 2012-12 |
| Timothy J Durnan | Rep 9 | 2017-11 | 2018-12 |
| Dawn Nora FitzPatrick | Rep 9 | 2017-06 | 2024-11 |
| Matthew Apechai Fong | Rep 9 | 2016-05 | 2018-09 |
| Charles Scott Galbreath III | Rep 9 | 2013-10 | 2015-12 |
| Michael Walter Germino | Rep 9 | 2011-04 | 2015-09 |
| Stephen Guihan | Rep 9 | 2011-03 | 2011-11 |
| Kin Yan (SFC:AXP384) Ho 何見恩 | Rep 9 | 2011-07 | 2012-09 |
| Hae Yeon Jeong | Rep 9 | 2014-04 | 2018-03 |
| Joseph Wassfy Khalil | Rep 9 | 2011-03 | 2015-03 |
| Paul Hamsoo Kim | Rep 9 | 2011-05 | 2013-09 |
| Jason Merle Kindopp | Rep 9 | 2013-10 | 2014-08 |
| Kenneth Sea Leong Lee 李思亮 | Rep 9 | 2012-01 | 2014-02 |
| Jiun-Wei Li 李君唯 | Rep 9 | 2011-01 | 2013-05 |
| Sean Maurice Lynch | Rep 9 | 2013-09 | 2017-12 |
| Christopher Donald MacKinson | Rep 9 | 2011-02 | 2014-11 |
| Adam Robert Odorczuk | Rep 9 | 2011-03 | 2013-06 |
| Gregory Ernest Pappajohn | Rep 9 | 2014-03 | 2015-12 |
| Nashoba Krishnamurthy Santhanam | Rep 9 | 2015-06 | 2017-12 |
| Kevin Scullin | Rep 9 | 2016-04 | 2022-03 |
| Robert Daniel Soros | Rep 9 | 2010-11 | 2018-05 |
| Marc A Talbot | Rep 9 | 2016-03 | 2017-11 |
| Kasedith Vardhanabhuti | Rep 9 | 2016-08 | 2018-03 |
| Jianan Xu 徐佳楠 | Rep 9 | 2011-01 | 2012-09 |
| Michael Stephen Yoshino | Rep 9 | 2011-03 | 2014-04 |
| Xinliang Zhang 張辛亮 | Rep 9 | 2011-01 | 2012-12 |
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