Michael Stephen Yoshino
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Stephen Yoshino, a licensed Responsible Officer with CE reference AWX474. Currently licensed at 1 firm(s): Pleiad Investment Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-09 | present |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2024-12-09 | present |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 9 — Asset management | 2014-06-13 | present |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-03-15 | 2014-04-15 |