Brian David Caswell Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian David Caswell Jr ( ), a licensed former licensee with CE reference BFH483. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-04-20 | 2022-10-03 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-04-20 | 2022-10-03 |