James Christian Hancock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Christian Hancock, a licensed Responsible Officer with CE reference BAA092. Currently licensed at 1 firm(s): Fidelity Management & Research (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2025-01-03 | present |
| Fidelity Management & Research (Hong Kong) Limited | RO | Type 9 — Asset management | 2025-01-03 | present |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-09-10 | 2015-09-30 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2012-09-10 | 2013-12-19 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-09-10 | 2015-09-30 |