William Francis Shanley III

CE No. ARJ514 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Francis Shanley III, a licensed Responsible Officer with CE reference ARJ514. Currently licensed at 1 firm(s): Fidelity Management & Research (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
Fidelity Management & Research (Hong Kong) Limited RO Type 4 — Advising on securities 2016-04-13 present
Fidelity Management & Research (Hong Kong) Limited RO Type 9 — Asset management 2016-04-13 present
Fidelity Management & Research (Hong Kong) Limited Rep Type 4 — Advising on securities 2008-09-04 2016-04-13
Fidelity Management & Research (Hong Kong) Limited Rep Type 5 — Advising on futures contracts 2008-09-04 2013-12-19
Fidelity Management & Research (Hong Kong) Limited Rep Type 9 — Asset management 2008-09-04 2016-04-13

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