Peter James Milliken
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter James Milliken ( ), a licensed former licensee with CE reference AEO766. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-03-11 | 2013-07-13 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-03-11 | 2013-07-13 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-03-11 | 2013-07-13 |
| Thaddeus Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2008-04-07 | 2012-01-31 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-08 | 2008-02-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-08 | 2008-02-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-02-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-13 |