Thaddeus Capital Management (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thaddeus Capital Management (HK) Limited, a Hong Kong-based licensed corporation with CE reference AOE131. Current licensed staff on file: 0 (total recorded over time: 12). Earliest licence on file: 2007-03-07.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2007-03-07 | 2012-06-28 |
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Grant Chan 陳國柱 | RO 9 Rep 9 | 2007-10 | 2012-02 |
| Charle Ong Peza | RO 9 | 2007-03 | 2012-02 |
| Paul Sheehan | RO 9 | 2007-03 | 2012-02 |
| Kevin Evelyn Chan | Rep 9 | 2007-06 | 2007-07 |
| Agnes Yuen Yee Ho 何婉兒 | Rep 9 | 2008-02 | 2012-01 |
| Eva Hoi Ki Lau 劉海琪 | Rep 9 | 2007-05 | 2012-02 |
| Paul Ka Kit Lau 劉家傑 | Rep 9 | 2007-09 | 2012-02 |
| Ha Lee 李霞 | Rep 9 | 2007-05 | 2012-02 |
| Seung Ah Lee | Rep 9 | 2007-03 | 2012-01 |
| Peter James Milliken | Rep 9 | 2008-04 | 2012-01 |
| Nicholas Edward Spratt | Rep 9 | 2007-07 | 2012-01 |
| Yvonne Yuen Kee Wong 王琬琦 | Rep 9 | 2008-08 | 2009-11 |
Showing 1–12 of 12