Yvonne Yuen Kee Wong
王琬琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yvonne Yuen Kee Wong (王琬琦), a licensed Representative with CE reference AEZ573. Currently licensed at 1 firm(s): Constellar Capital Partners Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Constellar Capital Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2023-05-24 | present |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-04 | 2021-07-31 |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-01-04 | 2021-07-31 |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 9 — Asset management | 2020-11-05 | 2021-07-31 |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-09-08 | 2020-11-05 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-31 | 2020-02-29 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 4 — Advising on securities | 2019-01-31 | 2020-02-29 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 9 — Asset management | 2019-01-31 | 2020-02-29 |
| Lighthorse Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2018-03-26 | 2018-09-30 |
| Lighthorse Asset Management (HK) Limited | RO | Type 9 — Asset management | 2018-03-26 | 2018-09-30 |
| Lighthorse Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2016-11-17 | 2018-03-26 |
| Lighthorse Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2016-11-17 | 2018-03-26 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-01 | 2016-05-05 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-01 | 2016-05-05 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 9 — Asset management | 2016-04-01 | 2016-05-05 |
| Thaddeus Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2008-08-25 | 2009-11-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-03-01 | 2008-06-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-03-01 | 2008-06-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |