Lighthorse Asset Management (HK) Limited

CE No. ASZ096 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lighthorse Asset Management (HK) Limited, a Hong Kong-based licensed corporation with CE reference ASZ096. Current licensed staff on file: 0 (total recorded over time: 26). Earliest licence on file: 2009-09-04.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2010-06-18 2016-11-22
Type 4 — Advising on securities 2010-06-18 2025-07-28
Type 9 — Asset management 2009-09-04 2025-07-28

Licensed staff (all-time) (26)
Active on date

Name Activities First licensed To
Xiaoyang Kang 康曉陽 RO 1, 4, 9 2009-09 2025-04
Michael Hong Liu RO 1, 4, 9 2009-09 2025-04
Yvonne Yuen Kee Wong 王琬琦 RO 4, 9 Rep 4, 9 2016-11 2018-09
Hong Wei Cao 曹鴻偉 Rep 4, 9 2011-12 2016-09
Wenhui Dai 戴文輝 Rep 4, 9 2021-12 2024-09
Haitao Dong 董海韜 Rep 4 2012-08 2013-09
Che Wei Hsu 許哲維 Rep 1, 4, 9 2010-06 2016-01
Ka Yan Kwong 鄺嘉茵 Rep 4, 9 2012-01 2012-05
Ming Wai Lai 黎銘煒 Rep 9 2016-12 2017-11
Chin Hung Leung 梁展鴻 Rep 9 2015-07 2017-08
Hui (SFC:ATX931) Li 李輝 Rep 4, 9 2018-05 2018-07
Zhiqiang Liao 廖志強 Rep 4 2012-08 2025-01
Yuetian Lu 呂閱天 Rep 4 2013-06 2014-03
Zhiyi Lu Rep 4, 9 2022-07 2023-11
Na Ren 任娜 Rep 4, 9 2010-11 2019-08
Qiqi Shuai 帥奇奇 Rep 4, 9 2022-07 2022-09
Dan (SFC:BBL872) Wang 王丹 Rep 9 2013-06 2014-05
Hu (SFC:BLT077) Wang 王湖 Rep 4, 9 2018-01 2022-12
Yi (SFC:BGJ098) Wang 王一 Rep 9 2015-10 2016-11
Meng Xu 徐萌 Rep 4 2015-04 2015-05
Zheng (SFC:BOH389) Yao 姚錚 Rep 4, 9 2019-05 2025-04
Sze Kong Yu 余仕綱 Rep 4, 9 2018-11 2021-11
Xiaohan Yu Rep 9 2011-01 2016-11
Long Zhang 張龍 Rep 9 2015-11 2018-02
Bei (SFC:ASZ105) Zhou 周蓓 Rep 9 2009-10 2010-02
Hengqiu Zhu 朱恆秋 Rep 4, 9 2014-04 2017-03
Showing 1–26 of 26

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