Yuetian Lu
呂閱天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuetian Lu (呂閱天), a licensed former licensee with CE reference AYC948. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-25 | 2018-03-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-16 | 2018-03-31 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-16 | 2018-03-31 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-02-16 | 2017-08-25 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-03-28 | 2016-01-01 |
| Lighthorse Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2013-06-03 | 2014-03-01 |
| Northwest Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2011-10-21 | 2012-11-30 |