Michael Hong Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Hong Liu ( ), a licensed former licensee with CE reference AOU173. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lighthorse Asset Management (HK) Limited | RO | Type 1 — Dealing in securities | 2010-06-18 | 2016-11-22 |
| Lighthorse Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2010-06-18 | 2025-04-18 |
| Lighthorse Asset Management (HK) Limited | RO | Type 9 — Asset management | 2009-09-04 | 2025-04-18 |