Haitao Dong
董海韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haitao Dong (董海韜), a licensed former licensee with CE reference AZZ298. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-07 | 2024-06-07 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-07 | 2024-06-07 |
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-01-09 | 2020-07-31 |
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
RO | Type 9 — Asset management | 2020-01-09 | 2020-07-31 |
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-15 | 2020-01-09 |
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-11-15 | 2020-01-09 |
| Ocean Global Capital Management Limited 智川基金管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-27 | 2019-09-03 |
| Ocean Global Capital Management Limited 智川基金管理有限公司 |
RO | Type 9 — Asset management | 2018-09-27 | 2019-09-03 |
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-10-06 | 2018-06-30 |
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-06 | 2018-06-30 |
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-23 | 2016-10-06 |
| Qian Long Assets Management Company Limited 乾隆資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-23 | 2016-10-06 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-30 | 2016-08-11 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-30 | 2016-08-11 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-23 | 2015-06-30 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-11-18 | 2015-06-30 |
| Lighthorse Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2012-08-01 | 2013-09-01 |