FountainCap Research & Investment (Hong Kong) Co., Limited
方瀛研究與投資(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FountainCap Research & Investment (Hong Kong) Co., Limited (方瀛研究與投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BEW803. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 10 (total recorded over time: 24). Earliest licence on file: 2015-04-27.
Registered address
Unit 2401-02, China Resources Building, 26 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2017-02-09 | present |
| Type 9 — Asset management | 2015-04-27 | present |
Licensed staff (all-time) (24)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Xiaofang Ding 丁晓方 | RO 4, 9 | 2015-04 | Present |
| Haitao Dong 董海韜 | RO 4, 9 Rep 4, 9 | 2019-11 | 2020-07 |
| Yueqi Jin 金悦奇 | RO 4, 9 Rep 4, 9 | 2017-10 | Present |
| Man Tat Luk 陸文達 | RO 4, 9 Rep 4, 9 | 2018-03 | Present |
| Kin Hang Wong 黃健行 | RO 4, 9 | 2019-08 | 2021-06 |
| Hao (SFC:BBP022) Wu 吳昊 | RO 4, 9 Rep 4, 9 | 2015-05 | 2019-07 |
| Ying (SFC:ANK771) Xu 徐瑩 | RO 4, 9 Rep 9 | 2015-06 | 2019-08 |
| Ning (SFC:AGD246) Zhang 張宁 | RO 4, 9 | 2015-04 | 2018-02 |
| Naitian Deng 鄧乃天 | Rep 4, 9 | 2023-11 | Present |
| Mu (SFC:BOU421) He 何睦 | Rep 4, 9 | 2019-09 | 2022-02 |
| Junjie (SFC:BTC366) Huang 黃俊杰 | Rep 4, 9 | 2022-10 | 2022-11 |
| Cheng Li 李鋮 | Rep 4, 9 | 2019-05 | Present |
| Tieqiang Li 李鐵強 | Rep 4, 9 | 2019-07 | 2021-04 |
| Zhuoqing Li 李卓卿 | Rep 4, 9 | 2020-08 | Present |
| Yifan Miao | Rep 4, 9 | 2021-06 | 2024-08 |
| Pui Wan Soo 蘇沛云 | Rep 9 | 2023-05 | Present |
| Xin (SFC:BHS412) Sun 孫欣 | Rep 4, 9 | 2020-09 | 2025-04 |
| Yilin (SFC:BHZ452) Sun 孫藝林 | Rep 4, 9 | 2021-12 | 2025-03 |
| Jason Man Yin Tse 謝文硯 | Rep 4, 9 | 2022-05 | Present |
| Hua Tu 涂畫 | Rep 4, 9 | 2020-06 | Present |
| Yuxuan (SFC:AVS196) Wang 王宇軒 | Rep 9 | 2018-10 | 2020-04 |
| Kin Lok Milton Wong 黃健樂 | Rep 9 | 2020-06 | Present |
| Wenyin Xu 許文胤 | Rep 4, 9 | 2017-03 | 2017-07 |
| Yuguang Yan 閆宇光 | Rep 4, 9 | 2020-10 | 2021-06 |
Showing 1–24 of 24
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司