Ocean Global Capital Management Limited
智川基金管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ocean Global Capital Management Limited (智川基金管理有限公司), a Hong Kong-based licensed corporation with CE reference BMW057. Current licensed staff on file: 0 (total recorded over time: 2). Earliest licence on file: 2018-09-27.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2018-09-27 | 2019-09-03 |
| Type 9 — Asset management | 2018-09-27 | 2019-09-03 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Haitao Dong 董海韜 | RO 4, 9 | 2018-09 | 2019-09 |
| Ziqiao Gu 谷子樵 | RO 4, 9 | 2018-09 | 2019-07 |
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