James Christopher Lenton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Christopher Lenton, a licensed Responsible Officer with CE reference AZC997. Currently licensed at 1 firm(s): Fidelity Management & Research (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2020-11-04 | present |
| Fidelity Management & Research (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2020-03-09 | present |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-10-20 | 2020-11-04 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-10-20 | 2023-08-07 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-30 | 2017-07-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-31 | 2017-07-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-31 | 2015-07-24 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2012-07-31 | 2015-07-24 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-10 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-10 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-04-10 | 2014-12-31 |