Yuen Wan Edwin Kwok
郭元運
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Wan Edwin Kwok (郭元運), a licensed former licensee with CE reference BHK679. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-03 | 2016-07-01 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-03 | 2016-07-01 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-05-03 | 2016-07-01 |