James William Amatt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James William Amatt ( ), a licensed former licensee with CE reference ARN424. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-01 | 2009-02-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-09-01 | 2009-02-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-09-01 | 2009-02-28 |