Yunyan Chen
陳韵彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunyan Chen (陳韵彥), a licensed Representative with CE reference ARR085. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-10-14 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-26 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-26 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-12-18 | 2022-08-17 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-08 | 2022-08-17 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-08 | 2022-08-17 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2011-10-06 | 2012-11-06 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2011-10-06 | 2012-11-06 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2008-09-30 | 2008-12-12 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2008-09-30 | 2008-12-12 |