Yue Yi Guo
郭玥儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Yi Guo (郭玥儀), a licensed former licensee with CE reference AMJ937. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-22 | 2012-02-22 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-10-22 | 2012-02-22 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-25 | 2006-06-01 |