Sammy Ka Tak Yip
葉家德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Ka Tak Yip (葉家德), a licensed Representative with CE reference AGO831. Currently licensed at 1 firm(s): Amundi Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 39.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-19 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-19 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2025-05-19 | present |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-11-22 | 2019-07-12 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-04 | 2022-06-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 — Advising on securities | 2016-01-04 | 2022-06-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 9 — Asset management | 2015-09-24 | 2022-06-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-09 | 2016-01-04 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-09 | 2016-01-04 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 9 — Asset management | 2015-07-09 | 2015-09-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-09-03 | 2015-06-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-09-03 | 2015-06-24 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-09-03 | 2015-06-24 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2013-03-05 | 2013-08-14 |
| Funderstone Futures Limited | RO | Type 9 — Asset management | 2013-03-05 | 2013-08-14 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2013-03-05 | 2013-08-14 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-09 | 2013-08-14 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 — Advising on securities | 2010-07-09 | 2013-08-14 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-07-09 | 2013-08-14 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 — Asset management | 2010-07-09 | 2013-08-14 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-26 | 2010-07-09 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-26 | 2010-07-09 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-26 | 2010-07-09 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-04-26 | 2010-07-09 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-24 | 2010-04-12 |
| State Street Global Advisors Singapore Limited | Rep | Type 6 — Advising on corporate finance | 2007-07-24 | 2010-04-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-24 | 2010-04-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-04 | 2007-07-24 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2006-02-07 | 2010-04-12 |
| State Street Global Advisors Singapore Limited | RO | Type 4 — Advising on securities | 2006-02-07 | 2010-04-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-02-07 | 2010-04-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2006-02-07 | 2010-04-12 |
| State Street Global Advisors Singapore Limited | RO | Type 9 — Asset management | 2006-02-07 | 2010-04-12 |
| State Street Global Advisors Singapore Limited | Rep | Type 4 — Advising on securities | 2005-07-05 | 2006-02-07 |
| State Street Global Advisors Singapore Limited | Rep | Type 9 — Asset management | 2005-07-05 | 2006-02-07 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-02-07 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2006-02-07 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-26 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2006-02-07 |