Vanguard Investments Hong Kong Limited
領航投資香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanguard Investments Hong Kong Limited (領航投資香港有限公司), a Hong Kong-based licensed corporation with CE reference AYT820. Current licensed staff on file: 0 (total recorded over time: 68). Earliest licence on file: 2012-02-07.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2012-02-07 | 2022-06-29 |
| Type 4 — Advising on securities | 2012-02-07 | 2022-06-29 |
| Type 6 — Advising on corporate finance | 2016-11-22 | 2019-07-12 |
| Type 9 — Asset management | 2015-01-07 | 2022-06-29 |
Licensed staff (all-time) (68)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Duncan Andrew Burns | RO 9 Rep 9 | 2017-11 | 2022-06 |
| David Luce Cermak | RO 1, 4 Rep 1, 4 | 2017-02 | 2019-12 |
| Carl Rodney Comegys | RO 9 | 2015-01 | 2017-08 |
| Scott Allan Conking | RO 1, 4, 9 Rep 1, 4, 9 | 2020-08 | 2022-06 |
| David Ka-Leung Hsu 許嘉良 | RO 9 Rep 1, 4, 9 | 2015-12 | 2018-07 |
| Xiaodong (SFC:AQU519) Lin 林晓東 | RO 1, 4, 6, 9 | 2012-02 | 2019-12 |
| Sze Kim Jackson Loi 呂詩劍 | RO 1, 4 Rep 1, 4 | 2012-02 | 2021-08 |
| Axel Carl Christian Lomholt | RO 1, 4, 9 Rep 1, 4, 9 | 2019-12 | 2021-08 |
| Linda Wing Sze Luk 陸穎詩 | RO 1, 4 Rep 1, 4 | 2012-08 | 2021-02 |
| James Diego Martielli | RO 1, 4, 9 Rep 1, 4 | 2014-10 | 2017-07 |
| Shelly Marie Painter | RO 1, 4 | 2012-02 | 2016-12 |
| Yan Pu | RO 1, 4, 9 | 2017-08 | 2022-06 |
| Sammy Ka Tak Yip 葉家德 | RO 1, 4, 6, 9 Rep 1, 4, 9 | 2015-07 | 2022-06 |
| Zhao Zhao 趙曌 | RO 1, 4 Rep 1, 4 | 2012-02 | 2020-09 |
| Qi (SFC:AUM597) An 安琪 | Rep 1, 4 | 2013-05 | 2015-01 |
| Junyang Cao 曹駿暘 | Rep 1, 4 | 2015-06 | 2017-10 |
| Ho Pan Chan 陳浩彬 | Rep 1, 4, 9 | 2018-05 | 2021-02 |
| Jou Ting Tina Chen 陳柔庭 | Rep 1, 4 | 2017-08 | 2018-07 |
| Yida (SFC:ANC155) Chen 陳怡達 | Rep 1, 4, 9 | 2017-12 | 2019-12 |
| Tsz Ming Cheung 張子銘 | Rep 1, 4, 9 | 2016-08 | 2021-07 |
| Yeung Cheung 張洋 | Rep 1, 4 | 2018-07 | 2018-10 |
| William Kong Meng Chow 仇光明 | Rep 1, 4, 9 | 2018-05 | 2018-10 |
| Tze Fung Doris Fan | Rep 1, 4 | 2018-07 | 2018-11 |
| Yilin Feng 馮伊琳 | Rep 1, 4 | 2014-04 | 2018-07 |
| Zhenglin Feng 冯政霖 | Rep 1, 4 | 2019-07 | 2020-07 |
| Henry Michael Glynn | Rep 1, 4, 9 | 2012-09 | 2015-08 |
| Heston Xiu Hsien Goh | Rep 1, 4 | 2019-01 | 2019-08 |
| Moon Hee Hong 洪文姬 | Rep 1, 4 | 2017-01 | 2018-07 |
| Yao Yao Huang 黃遙遙 | Rep 1, 4, 9 | 2017-12 | 2020-08 |
| Jui Tang Kao 高瑞堂 | Rep 1, 4 | 2018-07 | 2020-10 |
| Seow Ting Khong 鄺曉婷 | Rep 1, 4 | 2016-05 | 2018-12 |
| Jie Kong 孔捷 | Rep 1, 4 | 2015-07 | 2016-07 |
| Cheung Ching Lam 林長青 | Rep 1, 4 | 2013-02 | 2019-04 |
| Elaine Yuen Ling Lam 林宛玲 | Rep 1, 4 | 2014-08 | 2019-07 |
| Gwen Lau 劉曉珺 | Rep 1, 4 | 2015-05 | 2022-01 |
| Halim Lee | Rep 1, 4 | 2019-07 | 2020-08 |
| Sharon Sze Long Lee 李詩朗 | Rep 1, 4 | 2017-01 | 2020-12 |
| Vanessa Wing Sum Lee 李詠琛 | Rep 1, 4 | 2017-09 | 2020-01 |
| Yuk Kuen Lee 李玉娟 | Rep 1, 4 | 2021-05 | 2022-01 |
| Ka Chun Sunny Leung 梁嘉駿 | Rep 1, 4 | 2013-02 | 2013-07 |
| Jie (SFC:AZV944) Lian 連洁 | Rep 1, 4 | 2012-07 | 2020-06 |
| Yishan Liu 劉依姗 | Rep 1, 4 | 2019-09 | 2020-08 |
| Zhaoying Liu 劉兆熒 | Rep 1, 4 | 2013-08 | 2018-05 |
| Yan Kin Lo 盧欣鍵 | Rep 1, 4 | 2013-08 | 2017-07 |
| Chen (SFC:AZS333) Lu 呂晨 | Rep 1, 4 | 2012-06 | 2017-07 |
| Barton Chun Hei Lui 呂俊羲 | Rep 1, 4 | 2016-04 | 2018-07 |
| Siu Chung (SFC:BIQ231) Mak 麥兆聰 | Rep 1, 4 | 2018-03 | 2018-10 |
| Ricky Hoi Ki Mok 莫海祺 | Rep 1, 4, 9 | 2012-07 | 2018-07 |
| Ho Fung Mui 梅浩鋒 | Rep 1, 4 | 2017-10 | 2021-05 |
| Yu Hei Ng 吳宇熙 | Rep 1, 4, 9 | 2018-08 | 2020-08 |
| Yvonne Pui Shan Ng 伍佩珊 | Rep 1, 4 | 2012-02 | 2012-03 |
| Geeseok Oh 吳起錫 | Rep 1, 4 | 2019-04 | 2020-11 |
| Anthony Joseph Piscitelli | Rep 1, 4, 9 | 2016-03 | 2021-12 |
| Nishan Pulger Pradhan | Rep 1, 4, 9 | 2016-10 | 2021-08 |
| Brian David Roberts | Rep 1, 4, 9 | 2013-07 | 2015-10 |
| Qirong Sun 孫琦蓉 | Rep 1, 4 | 2019-05 | 2020-08 |
| Minh Hai Tieu | Rep 1, 4, 6, 9 | 2018-07 | 2021-06 |
| Chao Hsiang Tu 凃朝翔 | Rep 1, 4 | 2015-04 | 2020-08 |
| Qian (SFC:BEL591) Wang 王黔 | Rep 1, 4 | 2014-11 | 2017-07 |
| Zijiao (SFC:BHG785) Wang 王子姣 | Rep 1, 4 | 2016-04 | 2020-07 |
| Mengqi Wu 吳梦琦 | Rep 1, 4, 9 | 2015-11 | 2020-01 |
| Mang Xia 夏莽 | Rep 1, 4 | 2014-01 | 2020-07 |
| Sze Yueh Beatrice Yeo | Rep 1, 4 | 2017-11 | 2020-03 |
| Kwok Chu Yeung 楊國柱 | Rep 1, 4 | 2013-09 | 2019-01 |
| Douglas Michael Yones | Rep 1, 4 | 2012-03 | 2014-07 |
| Nathan Christopher Zahm | Rep 1, 4 | 2017-11 | 2019-06 |
| Qianyun Zhang 张倩云 | Rep 1, 4 | 2018-04 | 2019-12 |
| Zhang Zhang 張璋 | Rep 1, 4 | 2017-04 | 2020-08 |
Showing 1–68 of 68