Halim Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Halim Lee, a licensed Representative with CE reference BOP329. Currently licensed at 1 firm(s): American Century Investment Management (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| American Century Investment Management (Asia Pacific) Limited |
Rep | Type 1 — Dealing in securities | 2026-02-20 | present |
| American Century Investment Management (Asia Pacific) Limited |
Rep | Type 4 — Advising on securities | 2026-02-20 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2021-02-25 | 2021-12-30 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 — Advising on securities | 2021-02-25 | 2021-12-30 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-12 | 2020-08-26 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-12 | 2020-08-26 |