Gwen Lau
劉曉珺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gwen Lau (劉曉珺), a licensed Representative with CE reference BFK205. Currently licensed at 1 firm(s): Amundi Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-14 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-14 | present |
| VivCourt Trading HK Limited | RO | Type 1 — Dealing in securities | 2022-09-16 | 2024-12-22 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-08 | 2022-01-31 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-08 | 2022-01-31 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-26 | 2018-04-18 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-26 | 2018-04-18 |