Geeseok Oh
吳起錫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geeseok Oh (吳起錫), a licensed former licensee with CE reference AXZ900. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-15 | 2020-11-30 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-15 | 2020-11-30 |
| Direxion Asia Limited |
RO | Type 1 — Dealing in securities | 2016-03-08 | 2019-03-12 |
| Direxion Asia Limited |
RO | Type 4 — Advising on securities | 2016-03-08 | 2019-03-12 |
| Direxion Asia Limited |
Rep | Type 1 — Dealing in securities | 2014-02-27 | 2016-03-08 |
| Direxion Asia Limited |
Rep | Type 4 — Advising on securities | 2014-02-27 | 2016-03-08 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-08 | 2014-02-22 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-08 | 2014-02-22 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-09-08 | 2014-02-22 |