Direxion Asia Limited

CE No. BAZ386 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Direxion Asia Limited (), a Hong Kong-based licensed corporation with CE reference BAZ386. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 4 (total recorded over time: 8). Earliest licence on file: 2013-06-13.

Registered address

Unit 1107, Level 11, Two Chinachem Central, No 26 Des Voeux Road, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2013-06-13 present
Type 4 — Advising on securities 2013-06-13 present

Licensed staff (all-time) (8)
Active on date

Name Activities First licensed To
Andrew James Blackburn RO 1, 4 Rep 1, 4 2013-06 2019-09
Lin Ling Chiu 邱琳玲 RO 1, 4 Rep 1, 4 2013-07 Present
Sylvia M Jablonski RO 1, 4 2013-06 2015-08
Cheung Ching Lam 林長青 RO 1, 4 Rep 1, 4 2019-06 Present
Tony Chi-Ping Ng RO 1, 4 Rep 1, 4 2019-03 Present
Daniel Dillon O'Neill RO 1, 4 2013-11 2019-02
Geeseok Oh 吳起錫 RO 1, 4 Rep 1, 4 2014-02 2019-03
Heejung Kim Rep 1, 4 2024-08 Present
Showing 1–8 of 8

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Related